Securities Fraud Blog
McLean, Virginia based law firm Greco & Greco, P.C. is currently investigating the activities of Ameriprise and its former financial advisor, James W. Dunn, who operated out of an office in Vienna, Virginia.
As more fully set out in his FINRA Brokercheck Report (www.brokercheck.finra.org), former Ameriprise financial advisor James W. Dunn resigned in October, 2021 while under review for “potential violation of company policy related to suitability, unauthorized trades and texting with clients.” The Brokercheck report also reveals that Mr. Dunn was terminated by Wells Fargo in May 2019 regarding “concerns regarding mutual fund trades that were marked unsolicited.”
Mr. Dunn currently has 11 customer complaints listed on his Brokercheck report, totaling alleged losses of over three million dollars. The complaints reference allegations of unauthorized trades in 2021 in stocks and foreign securities.
If you suffered losses as a result of unauthorized trading, unsuitable trades, or trades in violation of the best interest rule at Ameriprise, please contact W. Scott Greco at 703-821-2777 or https://www.grecogrecolaw.com/contact-us.html for a free attorney consultation about your claim and possible avenues of recovery. The lawyers at Greco & Greco have dedicated their practice to the representation of harmed investors in Virginia and Nationwide for over twenty years.