Martindale-Hubbell
Virginia State Bar
PIABA
DC Bar

New York - Part 4

O'TOOLE INSURANCE & SECURITIES
14-30 COLLEGE POINT BLVD, COLLEGE POINT, NY 11356

OBERON SECURITIES, LLC
1412 BROADWAY, 23RD FLOOR, NEW YORK, NY 10018

OBEX SECURITIES LLC
1865 PALMER AVENUE, SUITE 208, LARCHMONT, NY 10538

OBSIDIAN FINANCIAL GROUP, LLC
1000 WOODBURY ROAD SUITE 110, WOODBURY, NY 11797

OCCOM CAPITAL PARTNERS, LLC
140 BROADWAY, NEW YORK, NY 10005
Mailing Address: 75 PEARL STREET, PORTLAND, ME 04101

OCEANUS SECURITIES, LLC
17 BATTERY PLACE, SUITE 723, NEW YORK, NY 10004

ODDO SECURITIES CORPORATION
150 EAST 52ND STREET, 9TH FLOOR, NEW YORK, NY 10022

ODEON CAPITAL GROUP LLC
750 LEXINGTON AVENUE, 26TH FL., NEW YORK, NY 10022

OLIVETREE USA, LLC
254 WEST 54TH STREET, 17TH FLOOR, NEW YORK, NY 10019

OLSON, CROSS & ALAMO LLC
120 BROADWAY, 10TH FLOOR, NEW YORK, NY 10271

OLSTEIN CAPITAL MANAGEMENT, L.P.
4 MANHATTANVILLE ROAD, PURCHASE, NY 10577-2119
Mailing Address: 4 MANHATTANVILLE ROAD, PURCHASE, NY 10577

OLYMPIA ASSET MANAGEMENT,LTD.
888 7TH AVENUE / 17TH FLOOR, NEW YORK, NY 10019

OMNICAP, LLC
415 MADISON AVE, 7TH FLOOR, NEW YORK, NY 10017

OPENX MARKETS, LLC
101 PARK AVE, 7TH FLR, NEW YORK, NY 10178

OPL SECURITIES, LLC
34 LEONARD STREET, APT. 5A, NEW YORK, NY 10013
Mailing Address: 28808 CLIFFSIDE DRIVE, MALIBU, CA 90265

OPPENHEIMER & CLOSE, INC.
119 WEST 57TH STREET, SUITE 1515, NEW YORK, NY 10019

OPPENHEIMER & CO. INC.
125 BROAD STREET, 16TH FLOOR, NEW YORK, NY 10004
Mailing Address: 125 BROAD STREET, 16TH FLOOR, NY, NY 10004

OPPENHEIMERFUNDS DISTRIBUTOR, INC.
2 WORLD FINANCIAL CENTER, 225 LIBERTY STREET - 11TH FLOOR, NEW YORK, NY 10281-1008
Mailing Address: 6803 SOUTH TUCSON WAY, CENTENNIAL, CO 80112

OPUS POINT & CO., LLC
787 SEVENTH AVENUE, 48TH FLOOR, NEW YORK, NY 10019

OSCAR GRUSS & SON INCORPORATED
292 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY 10017

OTA LLC
ONE MANHATTANVILLE ROAD, PURCHASE, NY 10577

OTKRITIE INC.
1350 AVENUE OF THE AMERICAS, SUITE 730, NEW YORK, NY 10019

OTR GLOBAL TRADING LLC
1 MANHATTANVILLE ROAD, PURCHASE, NY 10577
Mailing Address: 1 MANHATTANVILLE ROAD, PURCHASE, NY 10577

OUNAVARRA CAPITAL LLC
410 PARK AVENUE, SUITE 510, NEW YORK, NY 10022

OXBRIDGE, LLC
420 LEXINGTON AVENUE, SUITE 1425, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE, SUITE 1425, NEW YORK, NY 10170

P & A FINANCIAL SECURITIES, INC.
5900 MAIN ST., WILLIAMSVILLE, NY 14221
Mailing Address: 5900 MAIN ST., WILLAIMSVILLE, NY 14221

P. A. N. SECURITIES, LP
233 BROADWAY, 24TH FLOOR, NEW YORK, NY 10279

P. R. HERZIG & CO. INC.
1 EXPRESSWAY PLAZA, SUITE 200, ROSLYN HEIGHTS, NY 11577

PACE CAPITAL CORP.
950 THIRD AVENUE, NEW YORK, NY 10022

PACIFIC EPOCH CAPITAL, LLC
570 LEXINGTON AVENUE, 48TH FLOOR, NEW YORK, NY 10022

PALAZZO SECURITIES LLC
145 WEST 57TH STREET, 17TH FLOOR, NEW YORK, NY 10019
Mailing Address: 145 WEST 57TH STREET, 17TH FLOOR, NEW YORK, NY 10010

PALLADIUM CAPITAL ADVISORS, LLC
230 PARK AVENUE, SUITE 539, NEW YORK, NY 10169
Mailing Address: 230 PARK AVENUE, SUITE 539, NEW YORK, NY 10169

PALMETTO ADVISORY GROUP
210 YELLOWTHROAT LANE, KIAWAH ISLAND, SC 29455

PANAMERICAN CAPITAL SECURITIES LLC
745 5TH AVENUE, SUITE 1406, NEW YORK, NY 10151

PAPAMARKOU WELLNER & CO., INC.
399 PARK AVENUE, 38TH FLOOR, NEW YORK, NY 10022

PARAGON CAPITAL PARTNERS, LLC
450 PARK AVENUE, SUITE 2500, NEW YORK, NY 10022

PARAMAX SECURITIES, LLC
333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY 14221

PARETO SECURITIES INC.
150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY 10022

PARK AVENUE SECURITIES LLC
7 HANOVER SQUARE, NEW YORK, NY 10004

PARK HILL GROUP LLC
101 CALIFORNIA STREET, SUITE 2880, SAN FRANCISCO, CA 94111
Mailing Address: 345 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10154

PARK HILL REAL ESTATE GROUP LLC
345 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10154

PARK MADISON PARTNERS LLC
200 HARBOR RD., PORT WASHINGTON, NY 11050

PARK SUTTON SECURITIES, LLC
295 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10017

PARKBROOK CAPITAL LLC
450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022
Mailing Address: 450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022

PAYCHEX SECURITIES CORPORATION
1175 JOHN STREET, WEST HENRIETTA, NY 14586

PENSERRA SECURITIES, LLC
20 BROAD STREET, SUITE 2602, NEW YORK, NY 10005

PENSION FUND EVALUATIONS, INC.
2450 MIDDLE COUNTRY ROAD, SUITE 102 & 103, CENTEREACH, NY 11720

PENTEGRA DISTRIBUTORS INC.
108 CORPORATE PARK DRIVE, WHITE PLAINS, NY 10604

PERELLA WEINBERG PARTNERS LP
767 FIFTH AVENUE, NEW YORK, NY 10153

PERTH ADVISORS LLC
40 WALL STREET, SUITE 2807, NEW YORK, NY 10005

PETER J. SOLOMON SECURITIES COMPANY, LLC
520 MADISON AVE, NEW YORK, NY 10022

PETER MANCUSO & CO L.P.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

PETER R. MACK & CO., INC.
19 E. 71ST ST., NEW YORK, NY 10021
Mailing Address: 19 EAST 71ST ST., SUITE 3A, NEW YORK, NY 10021

PETSKY PRUNIER SECURITIES, LLC
60 BROAD STREET, 38TH FLOOR, NEW YORK, NY 10004

PEX GLOBAL INC.
575 LEXINGTON AVENUE, 4TH FLOOR, NEW YORK, NY 10022

PHARUS SECURITIES, LLC
551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176
Mailing Address: 551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176

PHD CAPITAL
5 HANOVER SQ, NEW YORK, NY 10004
Mailing Address: 5 HANOVER SQ., NEW YORK, NY 10004

PHOENIX DERIVATIVES GROUP, LLC
315 PARK AVE. SOUTH, NEW YORK, NY 10010

PICKWICK CAPITAL PARTNERS, LLC
445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601

PICO QUANTITATIVE TRADING LLC
120 BROADWAY 20TH FLR SUITE 2010-01, NEW YORK, NY 10271

PIMCO INVESTMENTS LLC
1633 BROADWAY, 45TH FLOOR, NEW YORK, NY 10019

PIN FINANCIAL, LLC
224 WEST 29TH STREET 12TH FLOOR, NEW YORK, NY 10001

PINEBRIDGE SECURITIES LLC
399 PARK AVENUE, 4TH FLOOR, NEW YORK, NY 10022

PINNACLE INVESTMENTS, LLC
507 PLUM STREET, SUITE 120, SYRACUSE, NY 13204

PIONEER PORTFOLIO CORP.
20 REITH STREET, COPIAGUE, NY 11726
Mailing Address: 20 REITH STREET, COPIAGUE, NY 11726

PIPELINE TRADING SYSTEMS LLC
60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165
Mailing Address: 60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165

PLANET BROKERAGE, LLC
50 BATTERY PLACE, #7F, NEW YORK, NY 10280
Mailing Address: 1488 EAST 27TH STREET, BROOKLYN, NY 11210

PLANMEMBER SECURITIES CORPORATION
6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013-2060

PLANNED FINANCIAL PROGRAMS, INC.
734 WALT WHITMAN ROAD, MELVILLE, NY 11747-2216

PLANNER SECURITIES LLC
150 E. 52ND STREET, 7TH FLOOR, NEW YORK, NY 10022

PLUS SECURITIES LLC
1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY 10020

PORTALES PARTNERS, LLC
32 EAST 31ST ST, 10TH FLOOR, NEW YORK, NY 10016
Mailing Address: 32 EAST 31ST ST, NEW YORK, NY 10016

PORTFOLIO ADVISORS ALLIANCE, INC.
360 LEXINGTON AVE, 18TH FLOOR, NEW YORK, NY 10017
Mailing Address: 360 LEXINGTON AVENUE, 18TH FLOOR, NEW YORK, NY 10017

POTEN CAPITAL SERVICES, LLC
805 THIRD AVENUE, NEW YORK, NY 10022

PRAGMA SECURITIES LLC
360 PARK AVE. SOUTH, 20TH FLOOR, NEW YORK, NY 10010

PRIMARY CAPITAL, LLC
80 WALL STREET 5TH FLOOR, NEW YORK, NY 10005

PRIME CAPITAL SERVICES, INC.
11 RAYMOND AVENUE, POUGHKEEPSIE, NY 12603

PRIME DEALER SERVICES CORP.
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
Mailing Address: NORTH AMERICAN REGISTRATION, 1300 THAMES STREET, 6TH FLOOR, BALTIMORE, MD 21231

PRIME EXECUTIONS, INC.
40 WALL STREET - SUITE 1704, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

PRIMEX
45 KNOLLWOOD ROAD, 4TH FLOOR, ELMSFORD, NY 10523

PRINCIPLED ADVISORS, INC.
1110 SOUTH AVENUE, STATEN ISLAND, NY 10314

PROFECTUS INVESTMENTS, LLC
100 WALL STREET - 8TH FLOOR, NEW YORK, NY 10005

PROFOR SECURITIES, LLC
708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017-4201

PUMA CAPITAL, LLC
488 MADISON AVE, SUITE 1706, NEW YORK, NY 10022

PURSHE KAPLAN STERLING INVESTMENTS
18 CORPORATE WOODS BLVD, ALBANY, NY 12211

PYRAMID FUNDS CORPORATION
21 EVERETT ROAD EXTENSION, ALBANY, NY 12205

QUATTRO M SECURITIES INC.
2 WHITE BIRCH ROAD, POUND RIDGE, NY 10576-2324

QUESTRION RESEARCH CORPORATION
150 EAST 52ND STREET, NEW YORK, NY 10022

R. F. LAFFERTY & CO., INC.
80 BROAD ST - 26 FLOOR, NEW YORK, NY 10004

R. L. RENCK & CO., INC.
116 WEST 23RD STREET, SUITE 500, NEW YORK, NY 10011

R.W.PRESSPRICH & CO.
520 MADISON AVENUE - 28TH FLOOR, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE 28TH FLOOR, NEW YORK, NY 10022

RABO SECURITIES USA, INC.
245 PARK AVENUE, NEW YORK, NY 10167-0062

RADIANT SECURITIES LLC
145 WEST 45TH STREET, 10TH FLOOR, NEW YORK, NY 10036

RAFFERTY CAPITAL MARKETS, LLC
59 HILTON AVENUE, GARDEN CITY, NY 11530

RAINE SECURITIES LLC
810 SEVENTH AVENUE, 39TH FLOOR, NEW YORK, NY 10019

RAPHAEL ARYEH AND ASSOCIATES
141-51 72ND CRESCENT, FLUSHING, NY 11367

RAPTORNET
501 MADISON AVENUE, SUITE 201, NEW YORK, NY 10022

RAVEN SECURITIES CORP.
ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

RAYMOND C. FORBES & CO., INC.
30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004

RB INTERNATIONAL MARKETS (USA) LLC
1133 AVE. OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10036

RBC CAPITAL MARKETS ARBITRAGE, S.A.
3 WORLD FINANCIAL CENTER, 200 VESEY STREET - 14TH FLOOR, NEW YORK, NY 10281

RBC CAPITAL MARKETS, LLC
3 WORLD FINANCIAL CENTER, 200 VESEY ST., NEW YORK, NY 10281

RCAP SECURITIES, INC.
1211 AVENUE OF THE AMERICAS, SUITE 2902, NEW YORK, NY 10036

RCG, LLC
885 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022

REDBURN PARTNERS (USA) LP
565 FIFTH AVENUE, 26 FLOOR, NEW YORK, NY 10017

REICH & TANG DISTRIBUTORS, INC.
1411 BROADWAY, 28TH FLOOR, NEW YORK, NY 10018-3450

REID & RUDIGER LLC
110 WALL STREET, NEW YORK, NY 10005

REID AND ASSOCIATES, LLC
14 COMPUTER DRIVE EAST, ALBANY, NY 12205

REIGNS CAPITAL, LTD.
235 MAIN STREET, SUITE 318, WHITE PLAINS, NY 10601

RELIGARE CAPITAL MARKETS INC.
375 PARK AVENUE, SUITE 2508, NEW YORK, NY 10152

RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
800 THIRD AVENUE, NEW YORK, NY 10022

RENCAP SECURITIES, INC.
780 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10017

RENSSELAER SECURITIES CORP.
1000 KENWOOD CT, LATHAM, NY 12110
Mailing Address: PO BOX 928, LATHAM, NY 12110

RESOURCE PRODUCTION ADVISORS, LLC
1230 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10020

REUTERS TRANSACTION SERVICES LLC
3 TIMES SQUARE, NEW YORK, NY 10036

REUVEN ENTERPRISES SECURITIES DIVISION, LLC
90 BROAD STREET, SUITE 1504, NEW YORK, NY 10004

REVA CAPITAL MARKETS LLC
230 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10169

RHINO TRADING PARTNERS, LLC
80 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10004

RHONE GROUP ADVISORS LLC
630 FIFTH AVENUE, SUITE 2710, NEW YORK, NY 10111

RICE FINANCIAL PRODUCTS COMPANY
17 STATE STREET, 40TH FLOOR, NEW YORK, NY 10004

RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC.
1981 MARCUS AVENUE, LAKE SUCCESS, NY 11040
Mailing Address: 2 JOURNAL SQUARE PLAZA, 3RD FLOOR, JERSEY CITY, NJ 07306

RIDGEWAY & CONGER, INC.
2123 MAIN STREET, NEW WOODSTOCK, NY 13122
Mailing Address: 2123 MAIN STREET PO BOX 460, NEW WOODSTOCK, NY 13122

RIM SECURITIES LLC
570 LEXINGTON AVENUE, NEW YORK, NY 10022

RIVERBANK CAPITAL SECURITIES, INC.
689 5TH AVENUE, SUITE #12, NEW YORK, NY 10022

RK EQUITY CAPITAL MARKETS LLC
650 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10019

RNR SECURITIES, L.L.C.
1802 HEMPSTEAD TPKE, EAST MEADOW, NY 11554-1032

ROBECO SECURITIES, L.L.C.
909 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

ROBERT R. MEREDITH & CO., INC.
100 PARK AVENUE, 20TH FLOOR, NEW YORK, NY 10017

ROBERTS MITANI, LLC
145 WEST 57TH STREET, 21ST FLOOR, NEW YORK, NY 10019

ROBOTTI & COMPANY, LLC
6 EAST 43RD ST., 23RD FLOOR, NEW YORK, NY 10017-4651

ROC GLOBAL SECURITIES LLC
330 MADISON AVENUE, 9TH FLOOR - SUITE 919/984, NEW YORK, NY 10017

ROCKFLEET FINANCIAL SERVICES, INC
515 MADISON AVENUE, 27TH FL, NEW YORK, NY 10022

ROCKWELL GLOBAL CAPITAL LLC
125 BAYLIS ROAD, SUITE 280, MELVILLE, NY 11747

ROCKWELL SECURITIES LLC
1 PENN PLAZA, SUITE 1624, NEW YORK, NY 10119
Mailing Address: 1 PENN PLAZA, SUITE1624, NEW YORK, NY 10119

RODMAN & RENSHAW, LLC
1251 AVENUE OF THE AMERICAS, 20TH FL, NEW YORK, NY 10020

ROOSEVELT & CROSS, INCORPORATED
ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY 10006

ROSENBLATT SECURITIES INC.
20 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10005

ROSS SECURITIES CORPORATION
1270 AVENUE OF THE AMERICAS - 20TH FLOOR, NEW YORK, NY 10020

ROSSOFF & CO. LLC
101 CENTRAL PARK WEST APT. 9G, NEW YORK, NY 10023

ROTHSCHILD INC.
1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

ROUNDTABLE CAPITAL SERVICES LLC
280 PARK AVENUE, 23RD FLOOR, NEW YORK, NY 10017-1216

ROYAL ALLIANCE ASSOCIATES, INC.
ONE WORLD FINANCIAL CENTER, 15TH FLOOR, NEW YORK, NY 10281

ROYCE FUND SERVICES, INC.
745 5TH AVENUE, NEW YORK, NY 10151

RP&C INTERNATIONAL (SECURITIES), INC.
630 FIFTH AVENUE, 20TH FLOOR, NEW YORK, NY 10111

RS PLATOU MARKETS INC.
410 PARK AVENUE, SUITE 710, NEW YORK, NY 10022

RUANE, CUNNIFF & GOLDFARB LLC
767 FIFTH AVENUE, SUITE 4701, NEW YORK, NY 10153-4798

S. GOLDMAN ADVISORS, LLC
825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022

S. GOLDMAN CAPITAL LLC
825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022

S.C. PARKER & CO., INC.
5892 MAIN STREET, WILLIAMSVILLE, NY 14221-8284

S.J. LEVINSON & SONS LLC
2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577
Mailing Address: 2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577

SAFRA SECURITIES LLC
546 FIFTH AVE, NEW YORK, NY 10036

SAGE, RUTTY & CO., INC.
100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY 14623

SAGENT ADVISORS INC.
299 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10171

SALOMON WHITNEY LLC
15 DEER PARK AVE, SUITE 1, BABYLON VILLAGE, NY 11702

SAMSUNG SECURITIES (AMERICA), INC.
1330 AVENUE OF AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

SAMUEL A RAMIREZ & CO., INC.
61 BROADWAY, SUITE 2924, NEW YORK, NY 10006
Mailing Address: 61 BROADWAY STE 2924, NEW YORK, NY 10006

SAMURAI TRADING, LLC
515 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022
Mailing Address: 515 MADISON AVENUE, NEW YORK, NY 10022

SANDGRAIN SECURITIES, INC.
1050 FRANKLIN AVENUE, SUITE 302, GARDEN CITY, NY 11530-1204

SANDLER, O'NEILL & PARTNERS, L.P.
919 THIRD AVENUE, NEW YORK, NY 10022
Mailing Address: 919 THIRD AVENUE, NEW YORK, NY 10022

SANFORD C. BERNSTEIN & CO., LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105
Mailing Address: 1345 AVENUE OF THE AMERICAS, 17TH FLOOR, NEW YORK, NY 10105

SANTANDER INVESTMENT SECURITIES INC.
45 EAST 53RD STREET, NEW YORK, NY 10022

SAPERSTON ASSET MANAGEMENT, INC.
172 LAKE STREEET, HAMBURG, NY 14075
Mailing Address: 172 LAKE STREET, HAMBURG, NY 14075

SARATOGA CAPITAL MARKETS
111 BROADWAY, SUITE 1001, NEW YORK, NY 10006

SAWAYA SEGALAS SECURITIES, LLC
888 SEVENTH AVENUE, 8TH FLOOR, NEW YORK, NY 10019

SAXIS GROUP, LLC.
636 7TH AVENUE NORTH, SAINT PETERSBURG, FL 33701
Mailing Address: 17 STATE ST, 11TH FLOOR, MAILBOX 101, NEW YORK, NY 10004

SCARSDALE EQUITIES LLC
10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020
Mailing Address: 10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020

SCHOTTENFELD GROUP LLC
800 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY 10022

SCHRODER FUND ADVISORS LLC
875 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022-6225

SCIUS SECURITIES LLC
211 MADISON AVENUE, NEW YORK, NY 10016

SCOTIA CAPITAL (USA) INC.
1 LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006

SCOTT-MACON SECURITIES, INC.
800 THIRD AVE., 16TH FL., NEW YORK, NY 10022
Mailing Address: 800 THIRD AVE.,, 16TH FL., NEW YORK, NY 10022

SCURA PARTNERS SECURITIES LLC
489 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

SDDCO BROKERAGE ADVISORS LLC
485 MADISON AVENUE, 2ND FLOOR, NEW YORK, NY 10022

SEA PORT GROUP SECURITIES, LLC
360 MADISON AVE, 22ND FLOOR, NEW YORK, NY 10017

SEAPORT SECURITIES CORP.
60 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004

SEAVIEW SECURITIES LLC
117 EAST 55TH STREET, 4TH FLOOR, NEW YORK, NY 10022

SEB ENSKILDA, INC.
245 PARK AVENUE, 42ND FLOOR, NEW YORK, NY 10167

SECONDCAP AMERICA LLC
35 PURCHASE STREET, SUITE 202, RYE, NY 10580

SECONDMARKET, INC.
26 BROADWAY, 12TH FLOOR, NEW YORK, NY 10004

SEIDEL & SHAW L.L.C.
40 EXCHANGE PLACE, NEW YORK, NY 10005

SEMAZA SECURITIES, LLC
7101 4TH AVE, UNIT C4, BROOKLYN, NY 11209

SEMINOLE FINANCIAL
ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038

SENATE SECURITIES
253 WALL STREET, KINGSTON, NY 12401
Mailing Address: 253 WALL STREET, P.O. BOX 3576, KINGSTON, NY 12402

SENTINEL BROKERS COMPANY, INC.
20 BROADWAY, MASSAPEQUA, NY 11758

SENVEST INTERNATIONAL L.L.C.
110 EAST 55TH STREET 16TH FLOOR, NEW YORK, NY 10022

SEVARA CAPITAL MARKETS, LLC
1370 AVENUE OF THE AMERICAS, 20TH FL., NEW YORK, NY 10019

SEVEN POINTS CAPITAL, LLC
825 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY 10022

SG AMERICAS SECURITIES, LLC
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

SGI CAMBIUM SECURITIES LLC
C/O SCHUPAK GROUP INC. 595 MADISON AVE., NEW YORK, NY 10022

SHEARMAN, RALSTON INC.
17 BATTERY PLACE-STE. 923, NEW YORK, NY 10004

SHELBY CULLOM DAVIS & CO., L.P.
620 5TH AVENUE, 2ND FLOOR, NEW YORK, NY 10020

SHINHAN INVESTMENT AMERICA INC.
1325 AVENUE OF THE AMERICAS STE. 702, NEW YORK, NY 10019

SHORT HILLS CAPITAL LLC
251 E. 51ST ST.; STE 9C, NEW YORK, NY 10022

SHUFRO, ROSE & CO., LLC
745 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10151-2600

SIDOTI & COMPANY, LLC
317 MADISON AVENUE SUITE 1410, NEW YORK, NY 10017
Mailing Address: 317 MADISON AVENUE SUITE 1400, NEW YORK, NY 10017

SIG BROKERAGE, LP
140 BROADWAY, 47TH FLOOR, NEW YORK, NY 10005
Mailing Address: 401 CITY LANE AVE, BALA CYNWYD, PA 19004

SIGNATURE SECURITIES
29 WEST 38TH STREET, 9TH FLOOR, NEW YORK, NY 10018

SILVER LANE ADVISORS LLC
515 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

SILVER LEAF PARTNERS, LLC
420 LEXINGTON AVENUE, SUITE 2225, NEW YORK, NY 10170-2200

SILVERGROVE ADVISORS LLC
275 MADISON AVE., SUITE 1415, NEW YORK, NY 10016

SIXPOINT PARTNERS LLC
909 THIRD AVENUE, 15TH FLOOR, NEW YORK, NY 10022

SLUSSER ASSOCIATES INC.
250 PARK AVENUE, SUITE 7063, NEW YORK, NY 10177

SMBC NIKKO SECURITIES AMERICA, INC.
277 PARK AVENUE FIFTH FLOOR, NEW YORK, NY 10172

SMF TRADING, INC.
11 BROADWAY, SUITE 1532A, NEW YORK, NY 10004

SMITH ASSET MANAGEMENT, INC.
111 BROADWAY, SUITE 808, NEW YORK, NY 10006

SONENSHINE & COMPANY LLC
400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022
Mailing Address: 400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

SOUTH STREET SECURITIES LLC
825 THIRD AVE, 35TH FLOOR, NEW YORK, NY 10022

SOUTHAMPTON INVESTMENT SERVICES INC.
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY 10004

SPARRING PARTNERS CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 2458, NEW YORK CITY, NY 10170

SPARTAN CAPITAL SECURITIES, LLC
45 BROADWAY, 9TH FLOOR, NEW YORK, NY 10006

SPEAR, LEEDS & KELLOGG SPECIALISTS LLC
200 WEST STREET, NEW YORK, NY 10282-2198
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

SPEEDROUTE LLC
30 BROAD STREET, 22ND FLOOR, NEW YORK, NY 10005

SPENCER CLARKE LLC
410 PARK AVENUE, SUITE 1500, NEW YORK, NY 10022

SPENCER TRASK VENTURES, INC.
750 THIRD AVE, 11TH FLOOR, NEW YORK, NY 10017

SPENCER-WINSTON SECURITIES CORPORATION
45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825

SPP CAPITAL PARTNERS L L C
340 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10173
Mailing Address: 551 MADISON AVENUE, 7TH FLOOR, NEW YORK, NY 10022

SPREADZERO LLC
1133 BROADWAY, SUITE 1021, NEW YORK, NY 10010

SPRING HILL CAPITAL MARKETS, L.L.C.
1095 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10036

SQN SECURITIES LLC
110 WILLIAM STREET, 26 FLOOR, NEW YORK, NY 10038

SRA SECURITIES, LLC
1120 SIXTH AVENUE, 4TH FLOOR, NEW YORK, NY 10036

STACEY BRAUN FINANCIAL SERVICES, INC.
377 BROADWAY, NEW YORK, NY 10013

STANCHART SECURITIES INTERNATIONAL, INC.
1111 BRICKELL AVENUE, 16TH FLOOR, MIAMI, FL 33131
Mailing Address: 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

STANDARD CREDIT SECURITIES INC.
75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007

STANDARD NEW YORK SECURITIES, INC.
320 PARK AVENUE, 19TH FLOOR, NEW YORK, NY 10022

STERLING MONROE SECURITIES, LLC
168 FOREST AVENUE, LOCUST VALLEY, NY 11560

STERN CAPITAL LLC
708 THIRD AVENUE, SUITE 1610, NEW YORK, NY 10017

STEVEN J. PERCIBALLI, INC.
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005
Mailing Address: STEPHEN PERCIBALLI, 28 FIELDVIEW DRIVE, FORT SALONGA, NY 11768

STEVEN R. JACOBSON, B/D
2600 NETHERLAND AVENUE, APT. 520, RIVERDALE, NY 10463

STOCK USA EXECUTION SERVICES, INC
1717 ROUTE 6 SUITE 102, CARMEL, NY 10512

STOEVER, GLASS & COMPANY INC.
30 WALL STREET, NEW YORK, NY 10005

STONECASTLE SECURITIES, LLC
142 WEST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10019

STONEHAVEN, LLC
275 MADISON AVENUE, SUITE 2002, NEW YORK, NY 10016

STONINGTON CORPORATION
342 WEST 22ND STREET, NEW YORK, NY 10011
Mailing Address: 250 PARK AVENUE, SUITE 700, NEW YORK, NY 10177

STORMHARBOUR SECURITIES LP
140 EAST 45TH STREET, 33RD FLOOR, NEW YORK, NY 10017-0034

STRATEGAS RESEARCH PARTNERS, LLC
52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017

STRATTON CAPITAL MANAGEMENT, LTD.
575 MADISON AVENUE - SUITE 1006, NEW YORK, NY 10022

STUART FRANKEL & CO., INCORPORATED
60 CUTTER MILL ROAD, SUITE 406, GREAT NECK, NY 11021

STUART PORTFOLIO CONSULTANTS, L.P.
223 EAST 83 STREET, SUITE 2, NEW YORK, NY 10028

STUDNESS RESEARCH, INC.
60 BINGHAM CIRCLE, MANHASSET, NY 11030-2104

SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
120 EAST 56TH STREET STE 410, NEW YORK, NY 10022

SUNRISE BROKERS LLC
1500 BROADWAY, 23RD FLOOR, NEW YORK, NY 10036

SUNRISE SECURITIES CORP.
641 LEXINGTON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

SUPERFUND USA, INC.
489 FIFTH AVENUE, NEW YORK, NY 10017

SURETY FINANCIAL SERVICES INC.
3375 PARK AVENUE, SUITE 3006, WANTAGH, NY 11793-3712

SURGE TRADING INC.
885 3RD AVE, 18TH FLOOR, NEW YORK, NY 10022

SURKIS INCORPORATED
C/O BUTTONWOOD BUSINESS SOLUTIONS, 61 BROADWAY - SUITE 1915, NEW YORK, NY 10006

SWARTWOOD, HESSE INC.
720 RT 284, WESTTOWN, NY 10998
Mailing Address: P.O. 247, WESTTOWN, NY 10998

SWEDBANK FIRST SECURITIES, LLC
570 LEXINGTON AVENUE, 35 FLOOR, NEW YORK, NY 10022

SWISS RE CAPITAL MARKETS CORPORATION
55 EAST 52ND STREET, NEW YORK, NY 10055

SYMPHONIC SECURITIES LLC
570 LEXINGTON AVENUE, NEW YORK, NY 10022

SYNERGY CAPITAL I, LLC
40 FULTON STREET, NEW YORK, NY 10038

TACONIC CAPITAL GROUP INC.
911 SEVENTH AVENUE, ROOM 7D, NEW YORK, NY 10019

TAGLICH BROTHERS, INC.
790 NEW YORK AVENUE, SUITE 209, HUNTINGTON, NY 11743

TALENTED TENTH INVESTMENTS INC.
676 RIVERSIDE DR, NEW YORK, NY 10031-0606
Mailing Address: P.O. BOX 606, HAMILTON GRANGE STATION, NEW YORK, NY 10031-0606

TANGENT CAPITAL PARTNERS, LLC
9 W 57TH STREET, 26TH FLOOR, NEW YORK, NY 10019

TAP SECURITIES LLC
375 PARK AVENUE, SUITE 1307, NEW YORK, NY 10152

TBG CAPITAL, INC.
660 MADISON AVENUE, NEW YORK, NY 10065

TD SECURITIES (USA) LLC
31 WEST 52ND STREET, NEW YORK, NY 10019-6101

TEACHERS PERSONAL INVESTORS SERVICES, INC.
730 THIRD AVE, 15 TH FLOOR, NEW YORK, NY 10017-3206
Mailing Address: 8500 ANDREW CARNEGIE BOULEVARD, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262-8500

TELSEY ADVISORY GROUP LLC
535 FIFTH AVE., 12TH FLOOR, NEW YORK, NY 10017

TEMPER OF THE TIMES INVESTOR SERVICES, INC.
411 THEODORE FREMD AVE., SUITE 132, RYE, NY 10580

TENEO SECURITIES LLC
601 LEXINGTON AVENUE, 55TH FLOOR, NEW YORK, NY 10022

TERRA SECURITIES, LLC
805 THIRD AVENUE, NEW YORK, NY 10022

TESSERA CAPITAL PARTNERS, LLC
121 SULLY'S TRAIL, SUITE 10, PITTSFORD, NY 14534
Mailing Address: 121 SULLY'S TRAIL, SUITE 10, PITTSFORD, NY 14534

TFS DERIVATIVES CORPORATION
32 OLD SLIP 34TH FLOOR, NEW YORK, NY 10005

THE BENCHMARK COMPANY, LLC
40 FULTON STREET, 19TH FLOOR, NEW YORK, NY 10038
Mailing Address: 40 FULTON STREET, 19TH FLOOR, NEW YORK, NY 10038

THE BUCKINGHAM RESEARCH GROUP INCORPORATED
750 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017
Mailing Address: 750 THIRD AVENUE, NEW YORK, NY 10017

THE DARCY GROUP LLC
500 S. SALINA STREET, SYRACUSE, NY 13202

THE DRATEL GROUP, INC.
53345 ROUTE 25, BUILDING 10, #3, SOUTHOLD, NY 11971
Mailing Address: P.O. BOX 1026, SOUTHOLD, NY 11971

THE GRISWOLD COMPANY, INCORPORATED
61 BROADWAY, SUITE 2825, NEW YORK, NY 10006

THE KLEIN GROUP, LLC
590 MADISON AVENUE, 29TH FLOOR, NEW YORK, NY 10022
Mailing Address: 590 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

THE PRINCERIDGE GROUP LLC
1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019

THE REID GROUP LLC
1221 AVENUE OF THE AMERICAS, 42ND FLOOR, NEW YORK, NY 10020

THE ROCKWELL FINANCIAL GROUP, INC.
2 WILLIAM STREET, SUITE # 403, WHITE PLAINS, NY 10601
Mailing Address: 242 W. OLD COUNTRY ROAD, HICKSVILLE, NY 11801

THE SILVERFERN GROUP, INC.
150 EAST 52ND STREET, 32ND FLOOR, NEW YORK, NY 10022

THE TRANSPORTATION GROUP (SECURITIES) LIMITED
1140 AVENUE OF THE AMERICAS, SUITE 1701, NEW YORK, NY 10036

THE VALENCE GROUP, LLC
52 VANDERBILT AVENUE, SUITE 1410, NEW YORK, NY 10017

THE VERTICAL GROUP
417 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10016

THE WILLIAMS CAPITAL GROUP, L.P.
650 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10019

THE WINCHESTER GROUP, INC.
780 THIRD AVENUE, NEW YORK, NY 10017-2024

THE WINDMILL GROUP, INC.
253 ROUTE 202, SOMERS, NY 10589
Mailing Address: P.O. BOX 295, SOMERS, NY 10589

THOMAS P. REYNOLDS SECURITIES LTD.
410 JERICHO TURNPIKE, SUITE 304A, JERICHO, NY 11753

THOMASLLOYD CAPITAL LLC
427 BEDFORD ROAD, PLEASANTVILLE, NY 10570

THS LTD.
9 WEST 8TH STREET, #2, NEW YORK, NY 10011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
730 THIRD AVENUE, NEW YORK, NY 10017-3206
Mailing Address: 8500 ANDREW CARNEGIE BOULEVARD, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262-8500

TICONDEROGA SECURITIES LLC
520 MADISON AVENUE, NEW YORK, NY 10022

TIER ONE PARTNERS, INC.
2500 LANDER CT, MIDLOTHIAN, VA 23113

TIGRESS FINANCIAL PARTNERS, LLC
2 RIVER TERRACE, UNIT 5F, NEW YORK, NY 10282

TIME EQUITIES SECURITIES LLC
55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003
Mailing Address: 55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003

TIMECAPITAL SECURITIES CORPORATION
ONE ROOSEVELT AVENUE, PORT JEFFERSON STATION, NY 11776-3336

TM CAPITAL CORP.
641 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY 10022

TMC BONDS L.L.C.
825 THIRD AVENUE- 14TH FL., NEW YORK, NY 10022
Mailing Address: 825 THIRD AVENUE- 14TH FL., NEW YORK, NY 10022

TOCQUEVILLE SECURITIES L.P.
40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY 10019

TOPEKA CAPITAL MARKETS INC.
40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10006

TORSIELLO SECURITIES, INC.
3 TIMES SQUARE, 14TH FLOOR, NEW YORK, NY 10036

TOUSSAINT CAPITAL PARTNERS, LLC
110 WALL STREET, 2ND FLOOR, NEW YORK, NY 10005

TOWER SQUARE SECURITIES, INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

TOWERS WATSON CAPITAL MARKETS INC.
335 MADISON AVENUE, NEW YORK, NY 10017-4605

TOWN HALL
570 LEXINGTON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

TRACK DATA SECURITIES CORPORATION
95 ROCKWELL PLACE, BROOKLYN, NY 11217

TRADERFIELD SECURITIES INC.
109 LAFAYETTE ST. #503, NEW YORK, NY 10013-4143

TRADEWEB L.L.C
1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

TRADINGSCREEN BROKERAGE SERVICES LLC
30 IRVING PL, FL 4, NEW YORK, NY 10003

TRADITION ASIEL SECURITIES INC.
75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007
Mailing Address: 75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007

TRANSNATIONAL CAPITAL CORP.
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

TRANSPACIFIC GROUP LLC
485 MADISON AVENUE,, 2ND FLOOR, NEW YORK, NY 10022

TREVOR, COLE, REID, & MONROE, INC.
641 LEXINGTON AVENUE, NEW YORK, NY 10022
Mailing Address: 641 LEXIINGTON AVENUE, NEW YORK, NY 10022

TRIAD SECURITIES CORP
111 BROADWAY 11TH FLOOR, NEW YORK, NY 10006-9401

TRIAGO
499 PARK AVENUE, SUITE 2001, NEW YORK, NY 10022
Mailing Address: 499 PARK AVE, FL 20, NEW YORK, NY 10022-1231

TRIDENT PARTNERS LTD.
181 CROSSWAYS PARK DRIVE, WOODBURY, NY 11797

TRILIAD SECURITIES, LLC
1350 AVENUE OF THE AMERICAS, 2ND FLOOR, NEW YORK, NY 10019

TRIPOINT GLOBAL EQUITIES, LLC
17 STATE STREET, SUITE 2000, NEW YORK, NY 10004

TRITAURIAN CAPITAL, INCORPORATED
1365 YORK AVENUE, SUITE 23B, NEW YORK, NY 10021

TRIUMPH GLOBAL SECURITIES, LTD.
630 NINTH AVENUE, SUITE 402, NEW YORK, NY 10036
Mailing Address: 45 ROCKEFELLER PLAZA, PMB 16, 20TH FLOOR, NEW YORK, NY 10111

TRIUMPH SECURITIES CORPORATION
555 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

TROIKA DIALOG USA, INC.
CARNEGIE HALL TOWER, 152 WEST 57TH STREET, 44TH FLOOR, NEW YORK, NY 10019
Mailing Address: CARNEGIE HALL TOWER, 44TH FLOOR, NEW YORK, NY 10019

TROUT CAPITAL LLC
740 BROADWAY, SUITE 903, NEW YORK, NY 10003

TRUBEE, COLLINS & CO., INC.
1350 ONE M&T PLAZA, FAX # 716-849-0144, BUFFALO, NY 14203-2396
Mailing Address: 1350 ONE M&T PLAZA, BUFFALO, NY 14203-2396

TRUMP SECURITIES, LLC
39 BROADWAY, SUITE 3300, NEW YORK, NY 10006

TUOHY BROTHERS INVESTMENT RESEARCH, INC.
575 MADISON AVENUE, NEW YORK, NY 10022

TWEEDY, BROWNE COMPANY LLC
350 PARK AVENUE, NEW YORK, NY 10022-6022
Mailing Address: 350 PARK AVENUE, NEW YORK, NY 10022

TWENTY-FIRST SECURITIES CORPORATION
780 THIRD AVENUE - 15TH FLOOR, NEW YORK, NY 10017

TWO SIGMA SECURITIES, LLC
100 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10012

Client Reviews
★★★★★
“Greco & Greco represented me several years ago in a case in which my financial planner ignored my investment guidelines in making several very risky investments in my name. This individual was employed by a very large financial services corporation which refused to return my funds. I retained Greco & Greco.This after a few months resulted in a face to face negotiation with a team from the corporate office which supported the financial planner. After several hours including many strategy breaks and rejected offers a satisfactory settlement was reached. Without the skilled representation of Greco & Greco we would not have won such a settlement. I was very pleased with all aspects of their service including their timely feedback throughout the case.” J. W.
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