New York - Part 2

C. E. GAYE & SONS SECURITIES LTD.
75 JACKSON AVE., STE. 206, SYOSSET, NY 11791-3124

C. L. KING & ASSOCIATES, INC.
NINE ELK STREET, ALBANY, NY 12207

CAHN CAPITAL CORP.
820 SECOND AVENUE, NEW YORK, NY 10017

CAIN BROTHERS & COMPANY, LLC
360 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY 10017

CAIS CAPITAL LLC
590 MADISON AVENUE, 27TH FLOOR, NEW YORK, NY 10022

CAMBRIDGE INTERNATIONAL PARTNERS INC.
780 THIRD AVENUE - 7TH FLOOR, NEW YORK, NY 10017-2024

CAMBRIDGE INTERNATIONAL SECURITIES, INC.
CAMPBELL LUTYENS & CO. INC.
1270 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10020

CANTOR FITZGERALD & CO.
110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022

CAPITAL ASSET ADVISORS, INC.
1029 FRIENDLY ROAD, OYSTER BAY, NY 11771

CAPITAL DYNAMICS BROKER DEALER LLC
645 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022

CAPITAL GROWTH SECURITIES LLC
1212 AVENUE OF THE AMERICAS, SUITE 1601, NEW YORK, NY 10036
Mailing Address: PO BOX 5117, NEW YORK, NY 10185

CAPITAL HILL GROUP, INC.
5 TUDOR CITY PLACE, APT. 1315, NEW YORK, NY 10017

CAPITAL ONE INVESTMENT SERVICES LLC
265 BROAD HOLLOW ROAD, MELVILLE, NY 11747

CAPITAL PATH SECURITIES, LLC
1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953

CAREY FINANCIAL, LLC
50 ROCKEFELLER PLAZA, 2ND FLOOR, NEW YORK, NY 10020

CARL MARKS SECURITIES, LLC
900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022
Mailing Address: 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

CARNEGIE, INC.
20 WEST 55TH STREET, NEW YORK, NY 10019-5373

CARR SECURITIES CORPORATION
14 VANDERVENTER AVENUE, SUITE 210, PORT WASHINGTON, NY 11050
Mailing Address: 14 VANDERVENTER AVENUE, PORT WASHINGTON, NY 11050

CARTHAGE GROUP INC.
196 EAST MAIN STREET, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 523, HUNTINGTON, NY 11743

CARTY & COMPANY, INC.
6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN 38119
Mailing Address: P.O. BOX 17527, MEMPHIS, TN 38187-0527

CARVER CROSS SECURITIES CORP.
152 PONDFIELD ROAD, BRONXVILLE, NY 10708
Mailing Address: P.O. BOX 223, BRONXVILLE, NY 10708

CASIMIR CAPITAL L.P.
546 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10036

CASTLEOAK SECURITIES, LP
110 EAST 59 STREET, 2ND FLOOR, NEW YORK, NY 10022
Mailing Address: 110 EAST 59TH STREET, NEW YORK, NY 10022

CATHAY SECURITIES, INC.
202 CANAL ST, SUITE 403, NEW YORK, NY 10013

CC SECURITIES, LLC
130 WEST 42ND STREET, SUITE 1050, NEW YORK, NY 10036

CDK FINANCIAL SERVICES, LLC
405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022
Mailing Address: 405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022

CENTENIUM ADVISORS, LLC
420 LEXINGTON AVENUE, SUITE 2216, NEW YORK, NY 10170

CENTERBOARD SECURITIES, LLC
140 WEST 57TH STREET, 11TH FLOOR, NEW YORK, NY 10019

CENTERVIEW PARTNERS LLC
31 WEST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10019

CENTRADE SECURITIES CORP.
65 HA'ORZIM STREET, #26, NETANYA, 42237 ISRAEL
Mailing Address: C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 61 BROADWAY - SUITE 1915, NEW YORK, NY 10006

CENTRUM SECURITIES LLC
18 E. 48TH STREET, 11TH FLOOR SUITE 1106, NEW YORK, NY 10017

CERT DIRECT SECURITIES INC.
37 WEST 39 ST SUITE 903, NEW YORK, NY 10018
Mailing Address: 37 WEST 39 ST SUITE 903, NEW YORK, NY 10018

CF GLOBAL TRADING, LLC
527 MADISON AVENUE, 18TH FLOOR, NEW YORK, NY 10022

CG COMPASS (USA) LLC
135 EAST 57TH STREET, 30TH FLOOR, NEW YORK, NY 10022

CHANNEL CAPITAL GROUP LLC
135 E 57TH STREET, 9TH FLOOR, NEW YORK, NY 10022
Mailing Address: 135 EAST 57TH STREET, 9TH FLOOR, NEW YORK, NY 10022

CHAPDELAINE & CO.
1 SEAPORT PLAZA 199 WATER STREET, NEW YORK, NY 10038

CHARDAN CAPITAL MARKETS LLC
17 STATE STREET, SUITE 1600, NEW YORK, NY 10004

CHARLES JORDAN & CO., LLC
805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022

CHARLES MORGAN SECURITIES, INC.
120 WALL STREET, 16TH FLOOR, NEW YORK, NY 10005

CHARLES VISTA LLC
100 WILLIAM STREET, SUITE 1820, NEW YORK, NY 10038

CHART GROUP ADVISORS, LLC
75 ROCKEFELLER PLAZA, 14TH FLOOR, NEW YORK, NY 10019

CHARTWELL ADVISORS, LLC
888 SEVENTH AVENUE-40TH FLOOR, NEW YORK, NY 10019

CHELSEA FINANCIAL SERVICES
242 MAIN STREET, STATEN ISLAND, NY 10307

CHESTER HARRIS & COMPANY, INCORPORATED
222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605-1316
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

CHURCHILL CAPITAL USA, INC.
1270 AVENUE OF THE AMERICAS, SUITE 1910, NEW YORK, NY 10020-1700

CIBC WORLD MARKETS CORP.
425 LEXINGTON AVENUE, NEW YORK, NY 10017

CICC US SECURITIES, INC.
350 PARK AVENUE, 28TH FLOOR, NEW YORK, NY 10022

CICERONE SECURITIES, LLC
150 EAST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10022

CIMB SECURITIES (USA), INC.
540 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

CIRRUS RESEARCH, LLC
303 SOUTH BROADWAY, SUITE 212, TARRYTOWN, NY 10591

CIT CAPITAL SECURITIES LLC
11 WEST 42ND STREET, 7TH FLOOR, NEW YORK, NY 10036

CITATION FINANCIAL GROUP, L.P.
120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

CITICORP SECURITIES SERVICES, INC.
390 - 388 GREENWICH STREET, 388 GREENWICH STREET, NEW YORK, NY 10013
Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE - 19TH FLOOR, LONG ISLAND CITY, NY 11120

CITIGROUP GLOBAL MARKETS INC.
390 - 388 GREENWICH STREET, NEW YORK, NY 10013-2396
Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE 19TH FLOOR, LONG ISLAND CITY, NY 11120

CJS SECURITIES, INC.
50 MAIN STREET, SUITE 325, WHITE PLAINS, NY 10606

CLANCY FINANCIAL SERVICES, INC.
40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005
Mailing Address: 40 WALL STREET, 38TH FLOOR, NEW YORK, NY 10005

CLARK DODGE & CO., INC.
2 GANNETT DRIVE, SUITE 410, WHITE PLAINS, NY 10604
Mailing Address: 2 GANNETT DRIVE, SUITE 410, WHITE PLAINS, NY 10604

CLARKESON RESEARCH INC.
19 TOWNSEND SQUARE, OYSTER BAY, NY 11771

CLARKSON CAPITAL MARKETS
745 FIFTH AVENUE, SUITE 1602, NEW YORK, NY 10151
Mailing Address: 745 FIFTH AVENUE, NEW YORK, NY 10151

CLAYTON LOWELL, & CONGER INC
2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122
Mailing Address: 2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122

CLEARVIEW TRADING ADVISORS, INC.
114 WEST 47TH ST,, SUITE 1712, NEW YORK, NY 10036

CMA PARTNERS, LLC
405 LEXINGTON AVENUE, 26TH FLOOR, NEW YORK, NY 10174

COGENT ALTERNATIVE STRATEGIES, INC.
626 RXR PLAZA, UNIONDALE, NY 11556

COHEN & COMPANY CAPITAL MARKETS, LLC
1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019

COHEN & STEERS SECURITIES, LLC
280 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10017

COHEN CAPITAL GROUP, LLC
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
Mailing Address: 2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

COLLINS STEWART LLC.
350 MADISON AVENUE, NEW YORK, NY 10017

COLONIAL SECURITIES, INC.
41 ELIZABETH STREET, SUITE 502, NEW YORK, NY 10013

COLTIN SECURITIES, LLC
415 MADISON AVENUE 14TH FLOOR, SUITE 1413, NEW YORK, NY 10017

COMMERCE ONE FINANCIAL INC.
515 RXR PLAZA, UNIONDALE, NY 11556

COMMERZ MARKETS LLC
2 WORLD FINANCIAL CENTER, NEW YORK, NY 10281

COMMONWEALTH ASSOCIATES
830 THIRD AVENUE, 8TH FLOOR, NEW YORK, NY 10022

COMMONWEALTH AUSTRALIA SECURITIES LLC
599 LEXINGTON AVENUE, 17TH FL, NEW YORK, NY 10022

CONDOR SECURITIES, INC.
590 MADISON AVE., 18TH FLOOR, NEW YORK, NY 10022

CONSTELLATION WEALTH ADVISORS LLC
505 FIFTH AVE, 19TH FLOOR, NEW YORK, NY 10017

COOMBE FINANCIAL SERVICES, INC.
6872 ROUTE 209, WAWARSING, NY 12489

CORINTHIAN PARTNERS, L.L.C.
10 EAST 53RD STREET, 28TH FLOOR, NEW YORK, NY 10022

CORPORATE FUEL SECURITIES LLC
119 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10003

COVIEW CAPITAL, INC.
780 THIRD AVENUE, SUITE 3104, NEW YORK, NY 10017

COWEN AND COMPANY
599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY 10022

COWEN CAPITAL LLC
599 LEXINGTON AVE, 21 FLOOR, NEW YORK, NY 10022

CPIBD LLC
825 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

CQ SOLUTIONS, LLC
400 KING ST., CHAPPAQUA, NY 10514

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
1301 AVENUE OF THE AMERICAS, 15TH FLOOR, NEW YORK, NY 10019

CREDIT AGRICOLE SECURITIES (USA) INC.
1301 AVENUE OF THE AMERICAS - 15TH FLOOR, NEW YORK, NY 10019

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC.
11 MADISON AVENUE, NEW YORK, NY 10010-3629
Mailing Address: 1 MADISON AVENUE, NEW YORK, NY 10010-3629

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC
11 MADISON AVENUE, NEW YORK, NY 10010-3629
Mailing Address: ONE MADISON AVENUE, NEW YORK, NY 10010-3629

CREDIT SUISSE SECURITIES (USA) LLC
11 MADISON AVENUE, NEW YORK, NY 10010
Mailing Address: 1 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10010

CREDITEX SECURITIES CORPORATION
875 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022

CROSS BORDER PRIVATE CAPITAL, L.L.C.
445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022

CROSSBOW INVESTMENTS L.L.C
1430 BROADWAY, SUITE 901, NEW YORK, NY 10018

CRUCIBLE CAPITAL GROUP, INC.
27 WHITEHALL STREET, 5TH FLOOR, NEW YORK, NY 10004

CSCA CAPITAL ADVISORS, LLC
280 PARK AVE, 10TH FLOOR, NEW YORK, NY 10017

CTL SECURITIES LLC
500 FIFTH AVE, SUITE 4830, NEW YORK, NY 10110

CUE CAPITAL LIMITED PARTNERSHIP
800 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10065

CURRAN ADVISORY SERVICES
30 SOUTH PEARL STREET, 9TH FLOOR, ALBANY, NY 12207

CUSHMAN & WAKEFIELD SECURITIES, INC.
1290 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10104

CUTTONE & CO., INC.
111 BROADWAY 10TH FLOOR, NEW YORK, NY 10006

CUTWATER ASSET MANAGEMENT
113 KING STREET, ARMONK, NY 10504-1610

CYAN CAPITAL MARKETS LLC
399 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10022
Mailing Address: 399 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10022

CYPRESS ASSOCIATES
52 VANDERBILT AVENUE, SUITE 902, NEW YORK, NY 10017

D. WECKSTEIN & CO., INC.
230 PARK AVENUE, SUITE 1516, NEW YORK, NY 10169
Mailing Address: 230 PARK AVE-STE. 1516, NEW YORK, NY 10169

D.E. SHAW SECURITIES, L.L.C.
1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10036

D/B/A ATWOOD CAPITAL PARTNERS
515 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

DABBAH SECURITIES CORP.
6 EAST 46TH STREET, SUITE 300, NEW YORK, NY 10017

DAEWOO SECURITIES (AMERICA) INC.
600 LEXINGTON AVENUE, SUITE 301, NEW YORK, NY 10022

DAG SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10006

DAHLMAN ROSE & COMPANY, LLC
1301 6TH AVENUE, 44TH FLOOR, NEW YORK, NY 10019

DAIWA CAPITAL MARKETS AMERICA INC.
FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3538

DALMORE GROUP LLC
525 GREEN PLACE, WOODMERE, NY 11598

DANSKE MARKETS INC
280 PARK AVENUE, 35TH FLOOR, NEW YORK, NY 10017

DAROTH CAPITAL ADVISORS LLC
130 EAST 59TH ST., 12TH FLOOR, NEW YORK, NY 10022

DAVID HARRIS & CO., INC.
222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

DAVID LERNER ASSOCIATES, INC.
477 JERICHO TPKE, P.O.BOX 9006, SYOSSET, NY 11791-9006

DAVIS SECURITIES LLC
475 PARK AVENUE SOUTH, 29TH FLOOR, NEW YORK, NY 10016

DAWNTREADER CAPITAL LLC
1270 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10020

DBS VICKERS SECURITIES (USA) INC.
777 THIRD AVE, SUITE 26A, NEW YORK, NY 10017
Mailing Address: 777 THIRD AVENUE, SUITE 26A, NEW YORK, NY 10017

DE GUARDIOLA ADVISORS, INC.
885 3RD AVENUE, 31ST FLOOR, SUITE 3180, NEW YORK, NY 10022

DEER ISLE CAPITAL, LLC
75 ROCKEFELLER PLAZA, 19TH FLOOR, SUITE 1903, NEW YORK, NY 10019

DEMATTEO MONNESS LLC
780 THIRD AVENUE (45TH FLOOR), NEW YORK, NY 10017

DENTE & BOMBA, LLC
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: 132 GRYMES HILL ROAD, STATEN ISLAND, NY 10301

DERMOTT W. CLANCY CORP.
C/O LAW OFFICE OF DONNA H. CLANCY, 40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005

DESILVA & PHILLIPS CORPORATE FINANCE LLC
475 PARK AVENUE SOUTH, NEW YORK, NY 10016

DEUTSCHE BANK SECURITIES INC.
60 WALL STREET, NEW YORK, NY 10005
Mailing Address: 60 WALL STREET, NYC60-3710, NEW YORK, NY 10005

DEXIA SECURITIES USA LLC
445 PARK AVE., NEW YORK, NY 10022

DIMENSION SECURITIES, LLC
100 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10011

DINOSAUR SECURITIES, L.L.C.
404 PARK AVE SOUTH, NEW YORK, NY 10016
Mailing Address: 404 PARK AVENUE SOUTH, NEW YORK, NY 10016

DIRECT ACCESS PARTNERS LLC
DIRECT ACCESS PARTNERS, LLC, 40 WALL STREET, 42ND FLOOR, NEW YORK, NY 10005
Mailing Address: DIRECT ACCESS PARTNERS,LLC, 40 WALL STREET, 42ND FLOOR, NEW YORK, NY 10005

DIVERSIFIED INVESTORS SECURITIES CORP.
440 MAMARONECK AVENUE, HARRISON, NY 10528

DIVERSITY INVESTMENT CORP.
1325 SIXTH AVENUE, 28TH FLOOR, NEW YORK, NY 10019

DIVINE CAPITAL MARKETS LLC
39 BROADWAY, 36TH FLOOR, NEW YORK, NY 10006

DME SECURITIES, LLC
C/O MAC CONSULTING GROUP INC, 44 WALL STREET - 20TH FLOOR, NEW YORK, NY 10005

DNB NOR MARKETS, INC.
200 PARK AVENUE, NEW YORK, NY 10166-0396

DOFT & CO., INC.
55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY 10022

DOME SECURITIES CORP.
405 PARK AVENUE, SUITE 500, NEW YORK, NY 10022-4405

DOMINICK & DOMINICK LLC
150 EAST 52ND STREET, NEW YORK, NY 10022
Mailing Address: 150 EAST 52 STREET, 3RD FLOOR, NEW YORK CITY, NY 10022

DOUGLAS & CO. MUNICIPALS, INC.
14 EAST 60TH ST., NEW YORK, NY 10022

DOUGLAS FINANCIAL LLC
515 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022

DOYLE, INC.
C/O MAC CONSULTING GROUP INC., 44 WALL STREET, 20TH FL., NEW YORK, NY 10005

DPEC CAPITAL, INC.
135 FIFTH AVE. 10TH FLOOR, NEW YORK, NY 10010

DSIL INVESTMENT SERVICES LLC
532 BROADWAY, 9TH FLOOR, NEW YORK, NY 10012-3939

DSRM BROKERAGE, LLC
501 MADISON AVENUE, SUITE 501, NEW YORK, NY 10022

DU PASQUIER & CO., INC.
ONE BATTERY PARK PLAZA, NEW YORK, NY 10004

DVB CAPITAL MARKETS LLC
609 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10017

DWS INVESTMENTS DISTRIBUTORS, INC
222 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-5808
Mailing Address: 60 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005

DYNAMEX TRADING, LLC
2 RECTOR STREET, SUITE 1103, NEW YORK, NY 10006

DZ FINANCIAL MARKETS LLC
609 FIFTH AVENUE, NEW YORK, NY 10017
Mailing Address: 609 FIFTH AVE, NEW YORK, NY 10017

E&J SECURITIES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

E*TRADE SECURITIES LLC
1271 AVENUE OF THE AMERICAS, 14TH FLOOR, NEW YORK, NY 10020

E. H. SMITH JACOBS & CO., INC.
30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004

E. MAGNUS OPPENHEIM & CO. INC.
14 EAST 38TH STREET / 7TH FLOOR, NEW YORK, NY 10016-0005

E.K. WALLACE SECURITIES LLC
270 LAFAYETTE ST. SUITE 1204, NEW YORK, NY 10012

E1 ASSET MANAGEMENT, INC.
44 WALL STREET, 9TH FLOOR, NEW YORK, NY 10005

EA MARKETS SECURITIES LLC
120 W 45TH ST., 30TH FLOOR, NEW YORK, NY 10036

EARLYBIRDCAPITAL, INC.
ONE HUNTINGTON QUADRANGLE, SUITE 4C18, MELVILLE, NY 11747

EAST SHORE PARTNERS, INC.
150 MOTOR PARKWAY, STE 202, HAUPPAUGE, NY 11788

EAST WIND SECURITIES, LLC
1010 AVENUE OF THE AMERICAS, SUITE 300, NEW YORK, NY 10018

EASTGATE SECURITIES, LLC
TWO RECTOR STREET, ROOM 2101, NEW YORK, NY 10006

ECOBAN SECURITIES CORPORATION
60 EAST 42ND STREET SUITE 1663, NEW YORK, NY 10663

EDGEMONT CAPITAL PARTNERS, L.P.
119 WEST 40TH STREET, 19TH FLOOR, NEW YORK, NY 10018

EIM SECURITIES (USA) INC.
750 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10022

EKN FINANCIAL SERVICES INC.
201 OLD COUNTRY RD., SUITE 101, MELVILLE, NY 11747

ELARA SECURITIES, INC.
477 MADISON AVE., SUITE 220, NEW YORK, NY 10022

EM SECURITIES LLC
162 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10010
Mailing Address: 162 FIFTH AVENUE, NEW YORK, NY 10010

EMCOR SECURITIES, INC.
400 MADISON AVENUE, SUITE 8A, NEW YORK, NY 10017

EMERALD POINT CAPITAL, LLC
420 LEXINGTON AVENUE, SUITE 1718, NEW YORK, NY 10170

EMERGING MANAGER ADVISORS LLC
130 EAST 59TH STREET, 11TH FLOOR, ATT: PAUL ECKEL, NEW YORK, NY 10022-1302

EMPIRE ASSET MANAGEMENT COMPANY
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

EMPIRE EXECUTIONS, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

EMPIRE INVESTMENT INC.
136-20 38TH AVE., SUITE 9E, FLUSHING, NY 11354

EMPIRICAL RESEARCH PARTNERS LLC
477 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

ENCLAVE CAPITAL LLC
19 W 44TH STREET, SUITE 1410, NEW YORK, NY 10036

ENDEAVOR CAPITAL
30 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10004

ENLACE MARKETS, INC.
115 BROADWAY SUITE 1303, NEW YORK, NY 10005

ENNIS KNUPP SECONDARY MARKET SERVICES, LLC
10 S. RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606

ENSEMBLE FINANCIAL SERVICES, INC.
179 SULLY'S TRAIL, SUITE 200, PITTSFORD, NY 14534
Mailing Address: 179 SULLY'S TRAIL, SUITE 200, PITTSFORD, NY 14534-4599

ENTRUST SECURITIES LLC
375 PARK AVENUE, 24TH FLOOR, NEW YORK, NY 10152

EP SECURITIES, LLC
99 PARK AVENUE (#1560), NEW YORK, NY 10016

EQUILEND
17 STATE STREET, 9TH FLOOR, NEW YORK, NY 10004

EQUITY SOURCE PARTNERS, LLC
7 E. CARVER STREET, SECOND FLOOR, HUNTINGTON, NY 11743

ESAE CAPITAL PARTNERS, LLC
150 EAST 52ND STREET, 25TH FLOOR, NEW YORK, NY 10022

ESICO CO.
15 WEST 72 ST #29F, NEW YORK, NY 10023
Mailing Address: 15 W. 72 ST - #29F, NEW YORK, NY 10023

ESL INVESTMENT SERVICES, LLC
225 CHESTNUT STREET, ROCHESTER, NY 14604-2424

ESN NORTH AMERICA, INC.
520 MADISON AVE, NEW YORK, NY 10022

EULAV SECURITIES LLC
7 TIMES SQUARE, 21ST FLOOR, NEW YORK, NY 10036

EUREKACAP PARTNERS, INC.
673 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022

EUROCONSULT CAPITAL, LLC
23 BERKELEY SQUARE, LONDON, W1J 6HE UNITED KINGDOM
Mailing Address: 230 PARK AVENUE, STE. 2415, NEW YORK, NY 10169

EUROPEAN AMERICAN EQUITIES, INC.
350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017

EVERCORE GROUP L.L.C.
55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055

EXANE, INC.
640 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019

EXCEL SECURITIES & ASSOCIATES, INC.
200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623

EXECUTION ACCESS, LLC
ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

EXOTIX USA INC.
444 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022

FAGENSON & CO., INC.
60 BROAD STREET, NEW YORK, NY 10004

FAMILY MANAGEMENT SECURITIES, LLC
485 MADISON AVENUE- 19TH FLOOR, NEW YORK, NY 10022
Mailing Address: 485 MADISON AVE-19TH FLOOR, NEW YORK, NY 10022

FAP USA, L.P.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036
Mailing Address: 1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036

FAR HILLS GROUP, LLC.
1180 AVENUE OF THE AMERICAS 18TH FLOOR, NEW YORK, NY 10036

FARINA & ASSOCIATES, INC.
20 BROAD STREET, 10TH FLOOR, NEW YORK, NY 10005

FATOR SECURITIES LLC
500 FIFTH AVE., SUITE 1520, NEW YORK, NY 10110

FAVER SECURITIES, LLC
112 DAISY FARMS DRIVE, NEW ROCHELLE, NY 10804

FBN SECURITIES, INC.
120 BROADWAY, 10TH FLOOR, NEW YORK, NY 10271

FCS SECURITIES
417 E 90TH ST STE 8C, NEW YORK, NY 10128-5175

FEDERATED SECURITIES, INC.
680 PARK AVENUE, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 2679, HUNTINGTON STATION, NY 11746-0531

FEF DISTRIBUTORS, LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4300

FELIX INVESTMENTS LLC
17 STATE STREET, 5TH FLOOR, NEW YORK, NY 10004

FENIMORE SECURITIES, INC.
384 NORTH GRAND STREET-BOX 399, COBLESKILL, NY 12043
Mailing Address: 384 NORTH GRAND STREET - BOX 399, COBLESKILL, NY 12043

FERGHANA SECURITIES, INC.
420 LEXINGTON AVENUE- SUITE 2740, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE - SUITE 2740, NEW YORK, NY 10170

FERRETTI GROUP, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

FG ADVISORS, LLC
20 WEST 55TH STREET, SUITE 1201, NEW YORK, NY 10019

FIELDSTONE SERVICES CORP.
1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2714

FIMERIS INC.
1515 BROADWAY, 12TH FLOOR, NEW YORK, NY 10036

FINANCIAL PRODUCTS, LLC
1140 BROADWAY, SUITE 1606, NEW YORK, NY 10001

FINANCO SECURITIES LLC
654 MADISON AVE., 5TH. FLOORF, NEW YORK, NY 10065
Mailing Address: 654 MADISON AVE., 5TH. FLOOR, NEW YORK, NY 10065

FINANCORP GROUP INTERNATIONAL CORPORATION
10 E. 53 STREET, 25TH FLOOR, NEW YORK, NY 10022

FINANTIA USA LTD
950 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10022

FIRST CAPITAL EQUITIES,LTD.
80 CUTTER MILL ROAD, SUITE 303, GREAT NECK, NY 11021

FIRST EMPIRE SECURITIES, INC.
100 MOTOR PARKWAY, HAUPPAUGE, NY 11788
Mailing Address: 100 MOTOR PARKWAY, SECOND FLOOR, HAUPPAUGE, NY 11788

FIRST INVESTORS CORPORATION
110 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005

FIRST LIBERTIES FINANCIAL
369 LEXINGTON AVENUE, SUITE 311, NEW YORK, NY 10017

FIRST LONG ISLAND INVESTORS, LLC
1 JERICHO PLAZA - SUITE 201, JERICHO, NY 11753-1673
Mailing Address: 1 JERICHO PLAZA - SUITE 201, JERICHO, NY 11753-1673

FIRST MAN INVESTMENT SECURITIES CORP.
580 WHITE PLAINS ROAD, TARRYTOWN, NY 10591

FIRST MANHATTAN CO
437 MADISON AVENUE, NEW YORK, NY 10022-7297

FIRST NEW YORK SECURITIES L.L.C.
90 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10016

FIRSTRADE SECURITIES INC.
133-25 37TH AVENUE, FLUSHING, NY 11354

FIVE PRIME ADVISORS, LLC
28 WEST 44TH ST., 16TH FLOOR, NEW YORK, NY 10036

FIVE STAR INVESTMENT SERVICES, INC.
55 N. MAIN STREET, WARSAW, NY 14569

FLETCHERBENNETT CAPITAL LLC
780 3RD AVENUE, 21ST FLOOR, NEW YORK, NY 10017

FLEXTRADE LLC
111 GREAT NECK ROAD, GREAT NECK, NY 11021
Mailing Address: 111 GREAT NECK ROAD, SUITE 314, GREAT NECK, NY 11021

FOGEL NEALE SECURITIES, LLC
90 BROAD STREET, SUITE 2202, NEW YORK, NY 10004

FONDSFINANS INC.
950 THIRD AVENUE, SUITE 1902, NEW YORK, NY 10022

FORBES PRIVATE CAPITAL GROUP
142 WEST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10019

FORDHAM FINANCIAL MANAGEMENT, INC.
14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005

FOREFRONT CAPITAL MARKETS LLC
590 MADISON AVE., 34TH FLOOR, NEW YORK, NY 10022

FOROS SECURITIES LLC
461 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10017

FORTRESS CAPITAL FORMATION LLC
1345 AVENUE OF THE AMERICAS, 47TH FL., NEW YORK, NY 10105

FORUM CAPITAL SECURITIES LLC
140 EAST 45TH STREET, 40TH FLOOR, NEW YORK, NY 10017

FOUNDATION MARKETS CORPORATION
39 BROADWAY, SUITE 3300, NEW YORK, NY 10006

FOUR POINTS CAPITAL PARTNERS LLC
303 SOUTH BROADWAY, SUITE 487, TARRYTOWN, NY 10591
Mailing Address: 303 SOUTH BROADWAY, SUITE 487, TARRYTOWN, NY 10591

FPCM SECURITIES, LLC
140 BROADWAY, 18TH FLOOR, NEW YORK, NY 10005
Mailing Address: 140 BROADWAY, 18TH FLOOR, NEW YORK, NY 10005

FRANK CRYSTAL CAPITAL, INC.
FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3504

FRED ALGER & COMPANY, INCORPORATED
111 FIFTH AVENUE, NEW YORK, NY 10003

FREDERICKS MICHAEL SECURITIES, INC.
430 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022

FREEMAN & CO. SECURITIES LLC
645 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022

FURTHER LANE SECURITIES, L.P.
555 MADISON AVE, 25TH FLOOR, NEW YORK, NY 10022

FUSION ANALYTICS SECURITIES LLC
535 5TH AVENUE, 25TH FLOOR, NEW YORK, NY 10017

G&L PARTNERS, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

G-TRADE SERVICES LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

G.C. ANDERSEN PARTNERS CAPITAL, LLC
430 PARK AVENUE, SUITE 701, NEW YORK, NY 10022
Mailing Address: 430 PARK AVENUE, SUITE 701, NEW YORK, NY 10019

G.DISTRIBUTORS, LLC
ONE CORPORATE CENTER, RYE, NY 10580-1435

GABELLI & COMPANY, INC.
ONE CORPORATE CENTER, RYE, NY 10580-1435

GAGNON SECURITIES, LLC
1370 AVENUE OF THE AMERICAS, NEW YORK, NY 10019

GALILEO GLOBAL SECURITIES, LLC
TEN ROCKEFELLER PLAZA, SUITE 1001, NEW YORK, NY 10020

GALLATIN CAPITAL LLC
444 MADISON AVENUE, 29TH FLOOR, NEW YORK, NY 10022

GAM SERVICES, INC.
ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY 10020
Mailing Address: ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY 10020

GARY GOLDBERG & CO., INC.
MONTEBELLO PARK, 75 MONTEBELLO ROAD, SUFFERN, NY 10901

GARY HOCH AGENCY, INC.
2645 ELMWOOD AVE., BUFFALO, NY 14217

GATE US LLC
5 PENN PLAZA, 23RD FLOOR, NEW YORK, NY 10001

GATES CAPITAL CORPORATION
100 PARK AVENUE, 22ND FL., NEW YORK, NY 10017-5516

GELBAND & CO., INC.
750 THIRD AVENUE, 21ST FLOOR, NEW YORK, NY 10017

GENESIS SECURITIES, LLC
50 BROAD ST., NEW YORK, NY 10004
Mailing Address: 50 BROAD ST., SUITE 288, NEW YORK, NY 10004

GERSON, HOROWITZ, GREEN SECURITIES CORP.
250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107

GFA SECURITIES, LLC
565 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY 10017
Mailing Address: 565 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY 10038

GFI SECURITIES LLC
55 WATER STREET, 10TH FLOOR, NEW YORK, NY 10041

GILBERT, DONIGER & CO., INC.
780 THIRD AVENUE, NEW YORK, NY 10017

GILDER GAGNON HOWE & CO. LLC
3 COLUMBUS CIRCLE, NEW YORK, NY 10019

GILFORD SECURITIES INCORPORATED
777 THIRD AVENUE, 17TH FL, NEW YORK, NY 10017

GILL AND ROESER HOLDINGS, INC.
535 FIFTH AVENUE, 35TH FLOOR, NEW YORK, NY 10017

GLACIER SECURITIES, LLC
7 TIMES SQUARE TOWER, SUITE 1605, NEW YORK, NY 10036
Mailing Address: 303 PARK AVENUE SOUTH #1081, NEW YORK, NY 10010

GLADOWSKY CAPITAL MANAGEMENT CORP.
18 MANOR ROAD, SMITHTOWN, NY 11787

GLAUCON CAPITAL PARTNERS, L.L.C.
21 CARLTON DRIVE, MOUNT KISCO, NY 10549

GLCA SECURITIES, LLC
805 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10022

GLEACHER & COMPANY SECURITIES, INC.
1290 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10104

GLEACHER PARTNERS LLC
1290 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10104

GLENWOOD SECURITIES, INC.
14 WALL STREET, 20TH FLOOR, NEW YORK, NY 10005

GLICKENHAUS & CO.
546 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10036-5000

GLOBAL ARENA CAPITAL CORP
708 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

GLOBAL DIRECT EQUITIES, LLC
C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 61 BROADWAY - SUITE 1915, NEW YORK, NY 10006

GLOBAL UNITED SECURITIES LTD.
265 CANAL STREET, ROOM 513, NEW YORK, NY 10013

GLOBALIST CAPITAL, LLC
408 W. 14TH STREET, NEW YORK, NY 10014

GLOBEOP MARKETS LIMITED
ONE SOUTH ROAD, HARRISON, NY 10528

GOLDMAN CAPITAL MANAGEMENT, INC.
767 THIRD AVE. 25TH FL, NEW YORK, NY 10017
Mailing Address: 767 THIRD AVE. 25TH FL, NEW YORK, NY 10017

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
200 WEST STREET, NEW YORK, NY 10282-2198
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

GOLDMAN, LASS SECURITIES
20 S BROADWAY RM 907, YONKERS, NY 10701

GOLDMAN, SACHS & CO.
200 WEST STREET, NEW YORK, NY 10282-2198
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

GORDIAN GROUP, LLC
950 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10022

GORDIAN KNOT INC.
410 PARK AVENUE - 7TH FLOOR, NEW YORK, NY 10022

GORDON, HASKETT CAPITAL CORPORATION
441 LEXINGTON AVENUE 10TH FL., NEW YORK, NY 10017

GOTO CAPITAL MARKETS, INC.
245 PARK AVENUE, 24TH FLOOR, NEW YORK, NY 10167

GOTTBETTER CAPITAL MARKETS, LLC
488 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10022
Mailing Address: 488 MADISON AVENUE, 12 FLOOR, NEW YORK, NY 10022

GOULD, AMBROSON & ASSOCIATES LTD.
600 OLD COUNTRY ROAD, SUITE 337, GARDEN CITY, NY 11530

GP NURMENKARI INC.
6 EAST 39TH STREET, SUITE 1108, NEW YORK, NY 10016

GRACE FINANCIAL GROUP LLC
83 JOBS LANE, SOUTHHAMPTON, NY 11968

GRAIL SECURITIES, LLC
420 LEXINGTON AVENUE, SUITE 2650, NEW YORK CITY, NY 10170

GRANDWOOD SECURITIES LLC
15 WEST 26TH STREET, 9TH FLOOR, NEW YORK, NY 10010

GREENHILL & CO., LLC
300 PARK AVENUE, NEW YORK, NY 10022

GREENSLEDGE CAPITAL MARKETS LLC
375 PARK AVENUE, SUITE 1604, NEW YORK, NY 10152

GREENTECH CAPITAL ADVISORS SECURITIES, LLC
640 FIFTH AVENUE, 16TH FLOOR, NEW YORK, NY 10019

GREYWOLF EXECUTION PARTNERS, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, - 17TH FLOOR, NEW YORK, NY 10005

GRIDLEY & COMPANY LLC
10 EAST 53RD STREET, 24TH FLOOR, NEW YORK, NY 10022

GRIFFIN SECURITIES, INC.
17 STATE STREET, NEW YORK, NY 10004

GROTON SECURITIES LLC
640 FIFTH AVENUE, SUITE 1700, NEW YORK, NY 10019

GROUPARGENT SECURITIES, LLC
666 THIRD AVENUE, 27TH FLOOR, NEW YORK, NY 10017

VENTURE PARTNERS, INC.
15 WHITMAN DRIVE, BROOKLYN, NY 11234

GRUPPO, LEVEY & CO.
122 EAST 42ND STREET, 46TH FLOOR, NEW YORK, NY 10168

GSA CAPITAL ASSOCIATES, LLC
150 EAST 58TH STREET, 24TH FLOOR, NEW YORK, NY 10155

GSP SECURITIES LLC
6 EAST 43RD STREET, NEW YORK, NY 10017

GUARDIAN INVESTOR SERVICES LLC
7 HANOVER SQUARE, NEW YORK, NY 10004
Mailing Address: 81 HIGHLAND AVE., BETHLEHEM, PA 18017

GUGGENHEIM INVESTOR SERVICES, LLC
135 EAST 57TH ST, 11TH FLOOR, NEW YORK, NY 10022

GUGGENHEIM SECURITIES, LLC
135 EAST 57TH STREET, 7TH FLOOR, NEW YORK, NY 10022

GWM GROUP, INC.
399 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10022

• Go to Part 1
• Go to Part 3
• Go to Part 4
• Go to Part 5